Louis John Monaco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 06/2020
  Investment Advisors Asset Management, Llc
  High Bridge, NJ
• 11/2006 → 07/2024
  Royal Alliance Associates
  High Bridge, NJ
• 07/2024 → Present
  Lpl Financial
  High Bridge, NJ

Previous Registrations

• 2019-09-10 → 2024-07-05
  Osaic Wealth, Inc.
  High Bridge, NJ
  Scottsdale, AZ
  Clinton, NJ
• 2004-06-21 → 2020-06-30
  Investment Advisors Asset Management, Llc
  High Bridge, NJ

Other Businesses

1) 6/2024 - Investors Advisors Financial Group (IAFG) / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 6/2024 - M5 Financial Management, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hrs per month - 50 % Time Spent 3) 03/31/2025 - St. Joseph's Church - Not Investment Related - Other - Trustee for Church Parish - Bridge, NJ - 4 Hrs/Mth - 0 Hrs During Trading. - Start Date: 03/01/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-01
• S63 Uniform Securities Agent State Law Examination
  2002-03-26

Designations

• Certified Financial Planner

Other Names

• Louis John Monaco