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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-17
DE RA APPROVED 2021-12-15
NJ RA APPROVED 2021-12-09
PA RA APPROVED 2021-11-10
  • FL RA
    APPROVED
    Since 2021-12-17
  • DE RA
    APPROVED
    Since 2021-12-15
  • NJ RA
    APPROVED
    Since 2021-12-09
  • PA RA
    APPROVED
    Since 2021-11-10

Branch Locations

150 N. Radnor Chester Rd. Suite #F200, Radnor, PA 19087 • United States

540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States

150 N. Radnor Chester Road Suite #F200, Radnor, PA 19087 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 12/2006 03/2019
Woodbury Financial Services, Inc. Philadelphia PA 03/2019 09/2021
Centaurus Financial Inc. Anaheim CA 11/2021 Present
  • 12/2006 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2019 → 09/2021
    Woodbury Financial Services, Inc.
    Philadelphia, PA
  • 11/2021 → Present
    Anaheim, CA
Previous Registrations
  • 2019-03-01 → 2021-09-17
    Woodbury Financial Services, Inc.
    Radnor, PA
  • 2018-10-15 → 2019-03-01
    Questar Asset Management, Inc.
    Philadelphia, PA
    Minneapolis, MN
Other Businesses

1. Joseph M. Cucinotta, non-investment related, Kennett Square, PA 19348, preparation of individual and small business tax returns, proprietor, since 1/1/2019. 2. Insurance Sales, investment related, 150 N. Radnor Chester Rd., Suite #F200, Radnor, PA 19087, fixed insurance and fixed annuity sales, Agent, sale life insurance and fixed annuity. 3. Independence Retirement Advisors, non-investment related, 150 N. Radnor Chester Rd.., Suite #F200, Radnor, PA 19087, DBA only for branding purposes. 4. RETIREMENT REDZONE WEALTH MANAGEMENT, LLC POSITION: CEO NATURE: This is the formal name of our DBA, Independence Retirement Advisors INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2018 ADDRESS: 601 Lee Dr, Broomall PA 19008, United States, DESCRIPTION: This is the formal entity name of Independence Retirement Advisors(IRA). IRA is a fictitious name

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
S65 Uniform Investment Adviser Law Examination 2001-06-07
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S66 Uniform Combined State Law Examination
    2018-10-12
  • S65 Uniform Investment Adviser Law Examination
    2001-06-07
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
Other Names
  • Joseph Michael Cucinotta
  • Joseph Michael Cucinotta

View on SEC IAPD

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