Christine Y Chui

Current Employers

Employment History

• 06/2018 → 04/2019
  Lpl Financial, Llc
  Torrance, CA
• 07/2016 → 06/2018
  Pepperwood Apartments
  Palos Verdes Estates, CA
• 04/2019 → 04/2021
  Pepperwood Apartments
  Palos Verdes Estates, CA
• 04/2021 → Present
  Lpl Financial, Llc
  Torrance, CA
• 04/2021 → Present
  Tortuga Wealth Management, Inc.
  Torrence, CA

Previous Registrations

• 2018-06-04 → 2019-05-22
  Lpl Financial Llc
  Torrance, CA
• 2014-07-14 → 2016-07-12
  Lpl Financial Llc
  Glendora, CA
  Palos Verdes Estates, CA
• 2001-08-10 → 2012-07-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA

Other Businesses

1)2013 - REAL ESTATE RENTAL - 2030 DEREK DR FULLERTON, CA 92831- 1478 ORANGE COUNTY - 10HRS/MO 0HRS DURING TRADING - INVESTMENT RELATED - FULLERTON, CA 92831 2)2013 - REALT ESTATE RENTAL - 7529 HELLMAN AVE ROSEMEAD, CA 91770-2265 LOS ANGELES COUNTY - 0HRS DURING TRADING - INVESTMENT RELATED - ROSEMEAD, CA 91770 3) Domingo Apartments - Not Investment Related - Newport Beach, CA 92660-4500 - Real Estate Rental - Owner - Start Date: 1/15/2013 - 8 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Owner of this property and oversee the property management through the help of Lotus Property Management Company. 4) 4/20/2021 - Paularino Apartments - Investment Related - Costa Mesa, CA92626 - Real Estate Rental - Owner - Started 01/2013 - 32 Hours Per Month/0 Hours During Securities Trading. 5) 4/20/2021 - Christine Y Chui QTIP Trust under the Robert Chui Separate Property Trust - Investment Related - Home Based - Trustee - Started 2013 - 8 Hours Per Month - Family trust. 6) 4/20/2021 - Tortuga Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 7) 4/26/2021 - Bluestone Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 8) 7/14/2021 - Tortuga Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/21/2021 - 168 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Tortuga Wealth Management Inc., an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 168 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 10/4/2021 - Tortuga Hatch - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/04/2021 - 5 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-30

Other Names

• Christine Yu
• Hua Yu
• Christine Hua Yu
• Christine Hua Yu