Margaret Mary Whelehan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Canandaigua National Bank
  Penfield, NY
• 03/2018 → Present
  Cetra Investment Services Llc
  St.CLoud, MN
• 04/2018 → Present
  Cetera Investment Advisers Llc
  Penfield, NY

Previous Registrations

• 2008-08-14 → 2017-09-06
  Obs Financial
  Concord, CA
• 2006-07-12 → 2007-05-31
  Hsbc Securities (Usa) Inc.
  Rochester, NY
  Webster, NY
  Penfield, NY
  East Rochester, NY

Other Businesses

1) Canadaigua National Bank, Outside RIA Affiliation, OBS Financial Services, IAR. 2) RELATIONSHIP MANAGER AT CANANDAIGUA NATIONAL BANK & TRUST, ACT AS A RELATIONSHIP MANAGER TO CLIENTS OF CANANDAIGUA NATIONAL BANK WEALTH MANAGEMENT, PROVIDE PLANNING AND RELATIONSHIP DEVELOPMENT, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS 3) DIVORCE PLANNING SPECIALIST FOR CANANDAIGUA NATIONAL BANK & TRUST, CONSULTING SERVICES FOR DIVORCE ANALYSIS USING CDFA CERTIFICATION, 2-5/HRS/WK

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-08-31
• S65 Uniform Investment Adviser Law Examination
  2001-04-13

Designations

• Certified Financial Planner

Other Names

• Margaret M Whelehan
• Margaret Mary Whelehan
• Margaret Meyer
• Margaret Mary Meyer