Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-06
NJ RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2014-01-06
  • NJ RA
    APPROVED
    Since 2008-01-01

Branch Locations

333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States

Wharton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rockaway NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rockaway NJ 11/2016 Present
Previous Registrations
  • 2005-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Rockaway, NJ
    Rockaway, NJ
    St. Louis, MO
  • 2002-11-26 → 2005-08-29
    Morgan Stanley Dw Inc.
    Rockaway, NJ
Other Businesses

MARTIAL ARTS INSTRUCTOR; NOT INVESTMENT RELATED; RANDOLPH, NJ; START DATE 09/19/2016; 4 HOURS PER MONTH / 0 DURING TRADING HOURS. TEACHING ONE MARTIAL ARTS CLASS A WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2002-11-25

View on SEC IAPD

More in Mountain Lakes, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor