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Dino Manuel Rocha

Edward Jones

Gresham, OR

CRD 4352955

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-11-11
TX RA APPROVED_RES 2014-10-03
  • OR RA
    APPROVED
    Since 2024-11-11
  • TX RA
    APPROVED_RES
    Since 2014-10-03

Branch Locations

722 N Main Avenue, Gresham, OR 97030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2003 Present
Other Businesses

Rental Property Type of business: Rental Gresham, OR Start date: 11/15/2017 Owner/Landlord Hours per week: 0 Hours during trading: 0 Collect rent and general maintenance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-27
  • S63 Uniform Securities Agent State Law Examination
    2001-03-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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