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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-01
IN RA APPROVED 2009-11-27
  • TX RA
    APPROVED
    Since 2019-08-01
  • IN RA
    APPROVED
    Since 2009-11-27

Branch Locations

115 W Washington Street Suite 1160 S, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Greenwood IN 11/2009 Present
Previous Registrations
  • 2006-06-30 → 2009-12-03
    J.J.B. Hilliard, W.L. Lyons, Llc
    Carmel, IN
    Indianapolis, IN
    Bloomington, IN
  • 2001-05-30 → 2006-07-07
    A. G. Edwards & Sons, Inc.
    Greenwood, IN
    Greenwood, IN
Other Businesses

CUSTOM HOMES BY CHRIS; NOT INV RELATED; GREENWOOD, IN; RESIDENTIAL CONSTRUCTION BUILDER; 100% OWNERSHIP; START 10/3/2011; 30 HOURS PER MONTH, 5 HOURS DURING TRADING; BUILDER. FHT ADMINISTRATIVE SERVICES LLC, INV RELATED, INDIANAPOLIS, IN, 33.33% OWNERSHIP, START 1/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. FHT ADMINISTRATIVE SERVICES LLC 401K; TRUSTEE; INV. RELATED; INDIANAPOLIS, IN; START DATE 3/2019; FINET PRACTICE 401K.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-10
  • S66 Uniform Combined State Law Examination
    2001-05-10

View on SEC IAPD

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