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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-25 |
| MD | RA | APPROVED | 2022-10-10 |
| TX | RA | APPROVED | 2022-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Baltimore | MD | 01/2001 | 10/2022 |
| Bank Of America, N.A. | Baltimore | MD | 07/2011 | 10/2022 |
| Ubs Financial Services Inc. | Baltimore | MD | 10/2022 | Present |
I*39363 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOHNS HOPKINS PEDIATRIC ONCOLOGY ADVISORY BOARD INVESTMENT RELATED: N ADDRESS OF BUSINESS: ONE CHARLES CENTER, 100 N. CHARLES ST. SUITE 234 BALTIMORE, MARYLAND 21201 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/12/2011 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BOARD MISSION IS TO HELP FIND WAYS TO CURE CHILDHOOD CANCERS THROUGH RESEARCH. BOARDS PURPOSES IS TO TRY TO HELP ORGANIZE FUNDRAISERS AND DONATIONS TO FUND AN ENDOWMENT THAT WILL BE USED TO OFFSET COSTS ASSOCIATED WITH CHILDHOOD CANCER RESEARCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-04 |
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