Best Investors Account Sign in

Christopher Kelley Hicks

Ubs Financial Services Inc.

Baltimore, MD

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-25
MD RA APPROVED 2022-10-10
TX RA APPROVED 2022-10-10
  • FL RA
    APPROVED
    Since 2023-08-25
  • MD RA
    APPROVED
    Since 2022-10-10
  • TX RA
    APPROVED
    Since 2022-10-10

Branch Locations

500 East Pratt Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Baltimore MD 01/2001 10/2022
Bank Of America, N.A. Baltimore MD 07/2011 10/2022
Ubs Financial Services Inc. Baltimore MD 10/2022 Present
  • 01/2001 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith
    Baltimore, MD
  • 07/2011 → 10/2022
    Bank Of America, N.A.
    Baltimore, MD
  • 10/2022 → Present
    Baltimore, MD
Previous Registrations
Other Businesses

I*39363 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOHNS HOPKINS PEDIATRIC ONCOLOGY ADVISORY BOARD INVESTMENT RELATED: N ADDRESS OF BUSINESS: ONE CHARLES CENTER, 100 N. CHARLES ST. SUITE 234 BALTIMORE, MARYLAND 21201 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/12/2011 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BOARD MISSION IS TO HELP FIND WAYS TO CURE CHILDHOOD CANCERS THROUGH RESEARCH. BOARDS PURPOSES IS TO TRY TO HELP ORGANIZE FUNDRAISERS AND DONATIONS TO FUND AN ENDOWMENT THAT WILL BE USED TO OFFSET COSTS ASSOCIATED WITH CHILDHOOD CANCER RESEARCH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-04
  • S66 Uniform Combined State Law Examination
    2001-04-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor