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4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-17 |
| NY | RA | APPROVED | 2021-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cartica Management Llc | New York | NY | 11/2013 | 09/2019 |
| Unemployed | Na | CA | 10/2019 | 07/2021 |
| Penserra Global Investors | Orinda | CA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-28 |
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