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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-10
  • IN RA
    APPROVED
    Since 2026-04-10

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Los Angeles CA 05/2010 04/2022
New York Life Insurance Company Los Angeles CA 04/2010 04/2022
Eagle Strategies Llc Los Angeles CA 03/2014 04/2022
Massmutual Life Insurance Company Indianapolis IN 01/2026 Present
Mml Investors Services, Llc Indianapolis IN 02/2026 Present
Unemployed West Lafayette IN 05/2022 07/2022
Busey Wealth Management (First Busey Corporation) Urbana IL 08/2022 03/2023
Unemployed West Lafayette IN 10/2025 12/2025
Flynn Group West Lafayette IN 11/2024 04/2025
H&R Block West Lafayette IN 10/2024 02/2025
Subaru Of Indiana Lafayette IN 03/2024 09/2024
Staples Inc Lafayette IN 04/2025 09/2025
Unemployment West Lafayette IN 04/2023 02/2024
  • 05/2010 → 04/2022
    Nylife Securities Llc
    Los Angeles, CA
  • 04/2010 → 04/2022
    New York Life Insurance Company
    Los Angeles, CA
  • 03/2014 → 04/2022
    Los Angeles, CA
  • 01/2026 → Present
    Massmutual Life Insurance Company
    Indianapolis, IN
  • 02/2026 → Present
    Indianapolis, IN
  • 05/2022 → 07/2022
    Unemployed
    West Lafayette, IN
  • 08/2022 → 03/2023
    Busey Wealth Management (First Busey Corporation)
    Urbana, IL
  • 10/2025 → 12/2025
    Unemployed
    West Lafayette, IN
  • 11/2024 → 04/2025
    Flynn Group
    West Lafayette, IN
  • 10/2024 → 02/2025
    H&R Block
    West Lafayette, IN
  • 03/2024 → 09/2024
    Subaru Of Indiana
    Lafayette, IN
  • 04/2025 → 09/2025
    Staples Inc
    Lafayette, IN
  • 04/2023 → 02/2024
    Unemployment
    West Lafayette, IN
Previous Registrations
Other Businesses

NAME: MERCO INC (INDEPENDENT CONTRACTOR) INV REL: N ADD: RESIDENTIAL NATURE: EXPERT TESTING OF AI AGENTS AND MICROSOFT OFFICE OUTPUT FILES POSITION: INDEPENDENT CONTRACTOR START DATE: 6/27/2026 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DUTIES: GRADE MICROSOFT OFFICE GENERATED OUTPUT FILES FROM WHAT THE PROMPT REQUESTED FOR DATA EXTRACTION ACCURACY, CALCULATIONS, REASONING AND PROFESSIONAL PRESENTATION STYLE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-26
S65 Uniform Investment Adviser Law Examination 2014-03-04
S63 Uniform Securities Agent State Law Examination 2010-09-17
  • S66 Uniform Combined State Law Examination
    2026-03-26
  • S65 Uniform Investment Adviser Law Examination
    2014-03-04
  • S63 Uniform Securities Agent State Law Examination
    2010-09-17

View on SEC IAPD

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