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145 South Wells, Ste 1301, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-16 |
| KY | RA | APPROVED | 2025-01-09 |
Branch Locations
145 South Wells, Ste 1301, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Boca Raton | FL | 01/2012 | 05/2018 |
| Charles Schwab Bank | Boca Raton | FL | 01/2012 | 05/2018 |
| Silver Oak Securities, Inc. | Jackson | TN | 01/2019 | 05/2021 |
| Sgtrading | Boca Raton | FL | 05/2018 | 11/2018 |
| San Blas Securities, Llc | Atlanta | GA | 07/2021 | 11/2021 |
| Sb Advisory, Llc | Atlanta | GA | 07/2021 | 11/2021 |
| Es Advisory Group | Conyers | GA | 08/2021 | 11/2021 |
| Concorde Investment Services, Llc | Livonia | MI | 11/2021 | 12/2024 |
| Concorde Asset Management, Llc | Livonia | MI | 11/2021 | 12/2024 |
| Great Point Capital, Llc | Chicago | IL | 01/2025 | Present |
| Great Point Advisors, Llc | Chicago | IL | 01/2025 | Present |
| Quincy Wells Capital, Llc | Chicago | IL | 05/2026 | Present |
Stephen Glasgow is an Insurance Agent with Stepen T Glasgow Insurance Consultant. The address of Stepen T Glasgow Insurance Consultant is 1618 East 9th St. Suite 202, Hopkinsville, Kentucky. The start date is Jan 1, 2019. His duties will be being an insurance agent, and he plans to spend 10 hours per month during normal trading hours and 20 hours per month outside of normal trading hours. This is not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-26 |
| S65 | Uniform Investment Adviser Law Examination | 2003-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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