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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-17
  • MO RA
    APPROVED
    Since 2025-01-17

Branch Locations

10369 Clayton Rd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Ladue MO 02/2013 01/2025
Bank Of America, N.A Frontenac MO 03/2013 01/2025
Wells Fargo Clearing Services, Llc Frontenac MO 01/2025 Present
Previous Registrations
Other Businesses

4 KIDS LLC; INV RELATED; KANSAS CITY, MO; INVESTMENT; 5% OWNERSHIP; START DATE 02/22/2011; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: FAMILY LLC; MY FATHER IS GP, HIS 4 KIDS ARE MINORITY PARTNERS, MY ROLE IS MINORITY PARTNER, OWN 5 - 10% INTEREST, DO NOT SERVICE ANY INVESTMENT ACCTS FOR LLC, ONLY FAMILY MEMBERS ARE MEMBERS OF LLC, AND I SPEND 0 TIME ON THE BUSINESS. | CO-TRUSTEE FOR GREAT AUNT; INV RELATED; ST. LOUIS, MO; CO-TRUSTEE; 04/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; CO-TRUSTEE FOR GREAT AUNT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-25
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S66 Uniform Combined State Law Examination
    2000-10-25
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10

View on SEC IAPD

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