David Cotten Mcclellan

Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2019
  Dzee Solutions, Inc. (Dba Aivante)
  Centennial, CO
• 05/2016 → 12/2016
  Hedgeact
  Chicago, IL
• 07/2022 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 02/2019 → Present
  Dzee Solutions, Inc. (Dba Aivante)
  Centennial, CO
• 08/2015 → Present
  Forum Financial Management, Lp
  Lombard, IL

Other Businesses

1) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 7/01/2022; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement. 2) DZee Solutions, dba AiVante; Investment-related; 6909 S. Holly Circle, Suite #350 Centennial, CO, 80112; AI medical expense prediction APIs; VP and Head of Wealth Management Solutions; 01/2016; Less than hours per month; Less than 5 hours during securities trading hours; Primary B2B sales and client relationship management for wealth management clients, supports product strategy and management. 3) Guidepoint Consulting; Not investment-related; 675 Avenue of the Americas | 2nd Floor New York, NY 10010; Facilitates interviews between their clients and subject matter experts; Guidepoint Advisor; 02/05/2026; Less than 1 hour per month; Less than 1 hour during securities trading hours; Provide phone consultations to Guidepoint clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-27

Other Names

• David Cotten Mcclelan