Robin Patout Yates

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-15
FL	RA	APPROVED	2021-03-08

TX RA
APPROVED

Since 2021-04-15
FL RA
APPROVED

Since 2021-03-08

Branch Locations

St. Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Austin	TX	10/2016	03/2019
Unemployed	Enid	OK	03/2019	10/2019
Unemployed	St. Johns	FL	10/2019	09/2020
Lpl Financial Llc	St. Johns	FL	10/2020	Present
Unemployed	Austin	TX	09/2016	10/2016

10/2016 → 03/2019

Sagepoint Financial, Inc.

Austin, TX
03/2019 → 10/2019

Unemployed

Enid, OK
10/2019 → 09/2020

Unemployed

St. Johns, FL
10/2020 → Present

Lpl Financial Llc

St. Johns, FL
09/2016 → 10/2016

Unemployed

Austin, TX

Other Businesses

1)10/06/2020 - Martin Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 - 160 hr/mth 2)10/06/2020 - Baileys Gym - group fitness instructor - non-inv rel - Jacksonville, FL - start: 07/2019 - 16 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-02

S66 Uniform Combined State Law Examination

2021-03-02

Other Names

Robin Patout
Robin Benoit
Robin Rita Patout
Robin Patout Benoit

View on SEC IAPD