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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-08
VT RA APPROVED 2021-11-02
IL RA APPROVED 2021-11-01
FL RA APPROVED 2021-10-29
GA RA APPROVED 2021-10-29
CA RA APPROVED 2021-10-28
CT RA APPROVED 2021-10-28
PA RA APPROVED 2021-10-28
TX RA APPROVED_RES 2014-02-11
NJ RA APPROVED 2006-09-29
  • NY RA
    APPROVED
    Since 2021-11-08
  • VT RA
    APPROVED
    Since 2021-11-02
  • IL RA
    APPROVED
    Since 2021-11-01
  • FL RA
    APPROVED
    Since 2021-10-29
  • GA RA
    APPROVED
    Since 2021-10-29
  • CA RA
    APPROVED
    Since 2021-10-28
  • CT RA
    APPROVED
    Since 2021-10-28
  • PA RA
    APPROVED
    Since 2021-10-28
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • NJ RA
    APPROVED
    Since 2006-09-29

Branch Locations

801 Laurel Oak Drive Suite 500, Suntrust Building, Naples, FL 34108 • United States

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Florham Park NJ 09/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-09
  • S66 Uniform Combined State Law Examination
    2005-05-09

View on SEC IAPD

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