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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-01-08 |
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
5815 Oleander Dr. Suite 320, Wilmington, NC 28403 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Wilmington | NC | 02/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Wilmington | NC | 01/2009 | Present |
| Coastal Horizons | Wilmington | NC | 09/2017 | 06/2022 |
(1)Name of Business: First Baptist Church Wilmington, NC Address: 1939 Independence Blvd, Wilmington, NC, 28403, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sit on the FMC and help make financially related decisions for the church (2)Name of Business: Hudson Address: 8325 Bald Eagle Lane, Wilmington, NC, 28411, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 10/23/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as Executor / Estate Administrator for my Father's Estate (3)Name of Business: Sound Harbor Aviation, LLC. Address: 1817 Aviation Dr, Wilmington, NC, 28405, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Maintain and store aircraft in airworthy condition and coordinate with lessee's for aircraft usage. (4)Name of Business: Sound Harbor Holdings, LLC. Address: 5815 Oleander Dr Ste 320, Wilmington, NC, 28403-4853, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/09/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This LLC will own and operate small mixed office, industrial and vacation rental property (5)Name of Business: Sound Harbor Stewardship Partners Address: 5815 Oleander Dr Ste 320, Wilmington, NC, 28403-4853, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/23/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and administer (6)Name of Business: Sound Harbor Wealth Partners Address: 5815 Oleander Dr., Suite 320, Wilmington, NC, 28403, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This will be the company and name for use and operation of my Raymond James practice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-19 |
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