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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-01-10 |
| TX | RA | APPROVED_RES | 2014-11-17 |
| CA | RA | APPROVED | 2010-12-01 |
Branch Locations
3010 W. Main Street, Suite B, Visalia, CA 93291 • United States
141 E. Mill Ave, Porterville, CA 93257 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Visalia | CA | 12/2010 | Present |
1. 11/29/2010: Thiesen Dueker Financial Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 8/26/2011: Thiesen Dueker Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 08/21/2023 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/08/2023 - 160 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-20 |
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