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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-11 |
| CO | RA | APPROVED | 2023-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Englewood | CO | 01/2001 | 02/2018 |
| Td Ameritrade, Inc. | Lone Tree | CO | 02/2018 | 06/2024 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 06/2024 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Denver | CO | 07/2022 | 01/2023 |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-15 |
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