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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-18
  • CA RA
    APPROVED
    Since 2023-09-18

Branch Locations

San Diego, CA • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Select Capital Corporation San Juan Capistrano CA 06/2016 02/2017
Dunham & Associates Investment Counsel, Inc. San Diego CA 02/2019 05/2019
Unemployed San Diego CA 02/2017 02/2019
Commonwealth Financial Network San Diego CA 06/2019 06/2023
Lpl Financial Llc Plymouth MN 09/2023 06/2025
Unemployed San Diego CA 06/2023 09/2023
Wealth Enhancement Group San Diego CA 09/2023 Present
Wealth Enhancement Advisory Services San Diego CA 09/2023 Present
Wealth Enhancement Brokerage Services San Diego CA 09/2023 Present
  • 06/2016 → 02/2017
    Select Capital Corporation
    San Juan Capistrano, CA
  • 02/2019 → 05/2019
    Dunham & Associates Investment Counsel, Inc.
    San Diego, CA
  • 02/2017 → 02/2019
    Unemployed
    San Diego, CA
  • 06/2019 → 06/2023
    San Diego, CA
  • 09/2023 → 06/2025
    Lpl Financial Llc
    Plymouth, MN
  • 06/2023 → 09/2023
    Unemployed
    San Diego, CA
  • 09/2023 → Present
    Wealth Enhancement Group
    San Diego, CA
  • 09/2023 → Present
    Wealth Enhancement Advisory Services
    San Diego, CA
  • 09/2023 → Present
    Wealth Enhancement Brokerage Services
    San Diego, CA
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/05/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENTADVISORY SERVICES, an independent investment advisor firm. I started this business activity in 10/16/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2001-11-27
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2001-11-27
Other Names
  • Aaron Matthew Pearce

View on SEC IAPD

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