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Current Employers
Pl Wealth Advisors, Llc

650 South 500 West Suite 128, Salt Lake City, UT 84101 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-02-22
  • UT RA
    APPROVED
    Since 2017-02-22

Branch Locations

Cottonwood Heights, UT • United States

650 South 500 West Suite 128, Salt Lake City, UT 84101 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Financial Group Salt Late City UT 07/2014 01/2017
Pl Wealth Advisors, Llc Murray UT 01/2017 Present
Paradigm Life Insurance, Llc Murray UT 01/2016 Present
  • 07/2014 → 01/2017
    Massmutual Financial Group
    Salt Late City, UT
  • 01/2017 → Present
    Murray, UT
  • 01/2016 → Present
    Paradigm Life Insurance, Llc
    Murray, UT
Previous Registrations
Other Businesses

PARADIGM LIFE - INVESTMENT-RELATED SALT LAKE CITY, UT - INSURANCE AGENCY - INSURANCE AGENT - APPROX 150 HRS/MONTH (APPROX 150 HRS/MONTH DURING TRADING HRS) - INSURANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-01
S63 Uniform Securities Agent State Law Examination 2001-03-21
  • S65 Uniform Investment Adviser Law Examination
    2003-03-01
  • S63 Uniform Securities Agent State Law Examination
    2001-03-21

View on SEC IAPD

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