Gregory Thomas Larson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-15
PA	RA	APPROVED	2015-05-19
NJ	RA	APPROVED	2007-06-19

TX RA
APPROVED_RES

Since 2018-10-15
PA RA
APPROVED

Since 2015-05-19
NJ RA
APPROVED

Since 2007-06-19

Branch Locations

Huntingdon Valley, PA • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-01-19

PA RA
APPROVED

Since 2017-01-19

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Huntingdon Valley, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Investment Management Group, Llc	Jenkintown	PA	01/2007	Present
Lpl Financial Llc	Jenkintown	PA	06/2007	Present
Private Advisor Group, Llc	Jenkintown	PA	01/2017	Present

01/2007 → Present

Commonwealth Investment Management Group, Llc

Jenkintown, PA
06/2007 → Present

Lpl Financial Llc

Jenkintown, PA
01/2017 → Present

Private Advisor Group, Llc

Jenkintown, PA

Previous Registrations

2006-07-14 → 2007-01-03

Wells Fargo Clearing Services, Llc

Warminster, PA

Radnor, PA
2003-08-13 → 2005-11-09

Valic Financial Advisors, Inc.

Malvern, PA

Other Businesses

(1) 02/12/2015: COMMONWEALTH PENSION MANAGEMENT LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 115 WEST AVENUE, STE 116. JENKINTOWN, PA 19046 - START 06/01/2012 - 160 HR/MO ALL DURING SECS TRDG HRS (2) 08/14/2017 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - Started 01/18/2017 - 20 Hours per month/20 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 8/14/2017. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 10/18/2017 - Private Advisor Group - DBA: (Hybrid) Commonwealth Pension Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2017 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/12/2017. I expect to spend approximately 10 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 7/10/2018 - Commonwealth Capital Brokerage, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/20/2018 - 1 Hours Per Month/1 Hours During Trading.