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Laura Lea Skinner

LPl Financial LLC

Neodesha, KS

Neodesha, KS

CRD 4350768

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-09-08
TX RA APPROVED_RES 2009-09-08
  • KS RA
    APPROVED
    Since 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2009-09-08

Branch Locations

412 Main Street, Neodesha, KS 66757 • United States

Neodesha, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Neodesha KS 09/2009 Present
Previous Registrations
  • 2008-05-15 → 2009-09-08
    Mutual Service Corporation
    Neodesha, KS
    West Palm Beach, FL
    Neodesha, KS
    Boston, MA
  • 2004-04-07 → 2008-05-01
    American General Securities Incorporated
    Neodesha, KS
    Neodesha, KS
Other Businesses

1. 11/28/2016 - Oakhill Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2000 - 10 Hours Per Month During Securities Trading. 2. 11/16/2021 - Sunrise Wealth Management - DBA: Sunnyside Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/22/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 12/31/2021 - Color Street - Not Investment Related - Internet based. No physical location. - Outside/W-2 Employment - Stylist - Started 01/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-20
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S65 Uniform Investment Adviser Law Examination
    2003-11-20
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26
Other Names
  • Laura Lea Dent
  • Laura Lea Dent
  • Laura Lea Dent Carpenter
  • Laura Adams/Skinner

View on SEC IAPD

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