Laura Ann Schaal

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-03-24

AZ RA
APPROVED

Since 2021-03-24

Branch Locations

1990 W Chandler Blvd, Chandler, AZ 85224 • United States

Maricopa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Chicago	IL	05/2008	08/2017
Bmo Bank Na	Chandler	AZ	08/2017	Present
Lpl Financial Llc	Chandler	AZ	03/2021	Present

05/2008 → 08/2017

Oppenheimer & Co. Inc.

Chicago, IL
08/2017 → Present

Bmo Bank Na

Chandler, AZ
03/2021 → Present

Lpl Financial Llc

Chandler, AZ

Previous Registrations

2018-03-21 → 2021-03-24

Bmo Harris Financial Advisors, Inc.

Chandler, AZ

Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Chandler, AZ 85224 2)08/2017 - Financial Institution Duty - BMO Bank NA - 160Hrs/Mo 40Hrs/Mo During Trading - Investment Related - Chandler, AZ 85224

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-20
S63	Uniform Securities Agent State Law Examination	2004-08-20

S65 Uniform Investment Adviser Law Examination

2018-03-20
S63 Uniform Securities Agent State Law Examination

2004-08-20

Other Names

Laura Ann Holda
Laura Ann Brazitis
Laura Ann Heabel
Laura Ann Heabel

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews