Laura Ann Schaal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 08/2017
  Oppenheimer & Co. Inc.
  Chicago, IL
• 08/2017 → Present
  Bmo Bank Na
  Chandler, AZ
• 03/2021 → Present
  Lpl Financial Llc
  Chandler, AZ

Previous Registrations

• 2018-03-21 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Chandler, AZ

Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Chandler, AZ 85224 2)08/2017 - Financial Institution Duty - BMO Bank NA - 160Hrs/Mo 40Hrs/Mo During Trading - Investment Related - Chandler, AZ 85224

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-20
• S63 Uniform Securities Agent State Law Examination
  2004-08-20

Other Names

• Laura Ann Holda
• Laura Ann Brazitis
• Laura Ann Heabel
• Laura Ann Heabel