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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
| WI | RA | APPROVED | 2023-09-01 |
Branch Locations
1200 N Mayfair Rd Suite 300, Milwaukee, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Milwaukee | WI | 06/2012 | 03/2017 |
| Mml Investors Services, Llc | Milwaukee | WI | 03/2017 | 11/2017 |
| Sagepoint Financial, Inc. | Milwaukee | WI | 11/2017 | 09/2023 |
| Osaic Wealth, Inc. | Milwaukee | WI | 09/2023 | Present |
1. HIGH POINT CAPITAL GROUP, INC. POSITION: Shareholder NATURE: S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/08/2017 ADDRESS: 1200 N Mayfair Rd, Suite 300, Milwaukee WI 53226, United States DESCRIPTION: Attending shareholder meetings 2. OAK CREEK LITTLE LEAGUE POSITION: Baseball Coordinator NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2018 ADDRESS: 7800 S 6th St, Oak Creek WI 53154, United States DESCRIPTION: Scheduling youth baseball games, running the player draft, coordinating a skills workout 3. FIXED INSURANCE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2017 ADDRESS: 1200 N. Mayfair Rd, Milwaukee WI 53226, United States DESCRIPTION: Acting as an agent for insurance for existing clients and referrals. 4. CHRISTOPHER C. REED, LLC POSITION: Member NATURE: Limited Liability Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2021 ADDRESS: 1200 N. Mayfair Rd, Suite 300, Milwaukee WI 53154, United States DESCRIPTION: This is an entity that I use to compensate my staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-29 |
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