Kurt Arthur Schummer

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 11/2024
  Pruco Securities, Llc.
  Sussex, WI
• 08/2006 → Present
  Prudential Insurance Company Of America
  Sussex, WI
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sussex, WI

Previous Registrations

• 2007-01-15 → 2024-11-14
  Pruco Securities, Llc.
  Wauwatosa, WI
  Sarasota, FL
  Sussex, WI

Other Businesses

1) 08/15/2024 - HMKG Distributors LLC - Wholesale home goods - Business is wholesale e-commerce of wholesale home goods/online retail - Business Owner - Non Inv Related - At Sussex, WI - Start Date 09/12/2022 - 2hrs/mth - 0hrs/mth During Trading 2) 08/15/2024 - M&K Resources LLC - Real Estate Development Rental and Leasing - Real Estate Rental - Inv Related - At Sussex, WI - Start Date 01/14/2013 - 10 hrs/mth - 3hrs/mth During Trading 3) 08/14/2024 - Aruba Investments, LLC - LLC real estate development - Buy, rehab, sell properties - Real Estate Rental - Inv Related - At Sussex, WI - Start Date 12/14/2020 - 10 hrs/mth - 5hrs/mth During Trading 4) 08/14/2024 - Aruba Investments LLC - LLC for Rental income - Real Estate Development Rental and Leasing - Real Estate Rental - Inv Related - At Sussex, WI - Start Date 12/14/2020 - 15 hrs/mth - 5hrs/mth During Trading 5) 08/14/2024 - KA Ventures LLC - LLC for Rental income - rental income - -Real Estate Rental - Inv Related - At Sussex, WI - Start Date 10/09/2020 - 10 hrs/mth - 2hrs/mth During Trading 6) 08/14/2024 - Elevate Wealth Management - financial planning, investment/insurance advisory, etc. - DBA for LPL Business (entity for LPL business) - Inv Related - At Sussex, WI - Start Date 01/02/2024 - 150hrs/mth - 120hrs/mth During Trading 7) 08/14/2024 - N6160 Waukesha Ave - LLC for administrative purposes - Assist in managing office building where our Prudential practice is housed - Real Estate Rental - Inv Related - At Sussex, WI - Start Date 10/06/2017 - 2hrs/mth - 2hrs/mth During Trading 8) 12/02/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Sussex, WI-80hrs/mth-80hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-15
• S63 Uniform Securities Agent State Law Examination
  2000-10-13

Other Names

• Kurt Schummer