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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-01-06 |
| TX | RA | APPROVED_RES | 2010-08-10 |
| PA | RA | APPROVED | 2002-11-11 |
Branch Locations
140 Pasquerilla Plz Ste 144 [Profit Formula], Johnstown, PA 15901 • United States
Galeton, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Johnstown | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Johnstown | PA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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