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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-04 |
| IL | RA | APPROVED | 2012-12-14 |
Branch Locations
2990 N Perryville Rd Ste 2400, Rockford, IL 61107-6814 • United States
Loves Park, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 08/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Rockford | IL | 03/2020 | Present |
Board of Directors; Gigi's Playhouse Rockford; Board Member; 8801 N 2nd St, , Machesney Park, IL, 61115; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-03-29 |
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
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