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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
Branch Locations
17777 Center Court Drive Suite 625, Cerritos, CA 90703 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Orange | CA | 02/2016 | 07/2018 |
| Pruco Securities, Llc | Orange | CA | 02/2016 | 07/2018 |
| California Health Benefit Exchange Covered | California | CA | 11/2013 | 07/2018 |
| W&S Life | Gardena | CA | 08/2018 | Present |
| W&S Brokerage Services, Inc. | Gardena | CA | 09/2018 | Present |
Western & Southern Life ~ Gardena, CA ~ Full Time Sales Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-12 |
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