Kevin Von Goins

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 01/2017
  Mass Mutual
  Cincinnati, OH
• 04/2009 → 01/2017
  Mml Investors Services Inc
  Cincinnati, OH
• 01/2017 → Present
  Money Concepts Capital Corp.
  Palm Beach Gardens, OH

Previous Registrations

• 2009-04-14 → 2016-12-31
  Mml Investors Services, Llc
  Cincinnati, OH
  Liberty Twp, OH
• 2004-07-21 → 2009-04-02
  Equitable Advisors, Llc
  Centerville, OH
  Centerville, OH
• 2003-03-10 → 2004-06-16
  Morgan Stanley Dw Inc.
  Cincinnati, OH

Other Businesses

1.Rideshare Service (Uber, Lyft), Independent Contractor, Non-investment related, 1-10% time spent on activity during non-securities hrs. 2. Goins Group Wealth Management, Owner, investment related, 60% time spent on activity during securities hrs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-05-13
• S65 Uniform Investment Adviser Law Examination
  2001-05-25

Other Names

• Kevin Von Goins
• Kevin V Goins