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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
640 Taylor St Ste 1000, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services | Fort Worth | TX | 04/1999 | Present |
| Frost Investment Services | Fort Worth | TX | 01/2017 | Present |
| Frost Bank | Fort Worth | TX | 09/2017 | Present |
(1) Roe Family Farm; Not investment related; 197 Hill Country Rd 4141, Itasca, TX 76055; Partner; Started 07/2021; Approx. 8hrs/mo; Not during securities trading hrs; Responsible for assisting in raising of crops and livestock.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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