Kristy Philippe

Current Employers

Employment History

• 05/2013 → 01/2018
  Morgan Stanley
  Palm Harbor, FL
• 01/2018 → Present
  Valic Financial Advisors, Inc.
  Tampa, FL
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2013-07-31 → 2018-01-02
  Morgan Stanley
  Palm Harbor, FL
• 2005-03-02 → 2011-12-06
  Wells Fargo Clearing Services, Llc
  Palm Harbor, FL
  Palm Harbor, FL
  Dunedin, FL
  Tampa, FL
  Palm Harbor, FL
  Tampa, FL
• 2002-09-30 → 2004-08-09
  Wells Fargo Clearing Services, Llc
  Palm Harbor, FL

Other Businesses

Kay's Jersey Girl Bypass Tr for Dot. 118 Leeward Island, Clearwater, FL 33767. Start date: 04/15/2019. Not investment related. 5% of time spent on outside business, none during securities trading hours. TTEE for the Irrevocable Trust, Fiduciary overseeing distribution of trust assets. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products GULF HIGH SCHOOL SAC COMMITTEE MEMBER POSITION: Member NATURE: Gulf High School Advisory Council is a group consisting of school faculty, students, parents, and business representatives who meet once per month in person during the school year. The SAC team plays a role in the decision-making process regarding academia at Gulf High School. The SAC serves in a non-binding, consultative and collaborative role for the betterment of the School. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/18/2025 ADDRESS: 5085 Madison St, New Port Richey FL 34652, United States DESCRIPTION: I was asked to become a member to provide input from the perspective of an outside business representative. I have no direct financial responsibility and will not provide advice of any kind regarding the finances of the school or any individual involved.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-29
• S63 Uniform Securities Agent State Law Examination
  2001-02-12

Other Names

• Phillips
• Kristy Marie Phillips
• Kristy Marie Philippe