Christine Schiferl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-13
FL	RA	APPROVED	2006-10-19

TX RA
APPROVED_RES

Since 2021-04-13
FL RA
APPROVED

Since 2006-10-19

Branch Locations

St Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Santa Rosa	CA	05/2002	Present

05/2002 → Present

Lpl Financial Llc

Santa Rosa, CA

Previous Registrations

2001-09-10 → 2002-06-03

Wells Fargo Clearing Services, Llc

Santa Rosa, CA

Other Businesses

1. 01/15/2014 - Jaguar Property Management - NOT INV REL - Family Business - 5% TIME SPENT - My husband has a property management business (landscaping and rental/property management for clients).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-06
S63	Uniform Securities Agent State Law Examination	2001-03-23

S65 Uniform Investment Adviser Law Examination

2001-04-06
S63 Uniform Securities Agent State Law Examination

2001-03-23

Other Names

Christine Blommaert
Christine Townsend
Christine Dillard
Christine Dillard
Christine Schiferl
Christine Dillard

View on SEC IAPD