Michael Anthony Kijowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-30
KS	RA	APPROVED	2007-05-30

TX RA
APPROVED_RES

Since 2021-10-30
KS RA
APPROVED

Since 2007-05-30

Branch Locations

Shawnee, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peoples Bank	Overland Park	KS	02/2005	10/2018
Lpl Financial, Llc	Overland Park	KS	07/2011	Present

02/2005 → 10/2018

Peoples Bank

Overland Park, KS
07/2011 → Present

Lpl Financial, Llc

Overland Park, KS

Previous Registrations

2011-07-12 → 2011-08-01

Uvest Financial Services Group, Inc.

Charlotte, NC
2006-07-05 → 2011-07-05

Uvest Financial Services Group, Inc.

Overland Park, KS

Overland Park, KS

Overland Park, KS

Other Businesses

1. 03/21/2022 - Peoples Investment Professionals - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/14/2022 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-17
S63	Uniform Securities Agent State Law Examination	2001-03-23

S66 Uniform Combined State Law Examination

2006-02-17
S63 Uniform Securities Agent State Law Examination

2001-03-23

View on SEC IAPD