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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-06 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Support Center], Scottsdale, AZ 85253 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | Present |
POWER OF ATTORNEY FOR AUNT; INV RELATED; PHOENIX, AZ; START: 12/10/2024; 10 HOURS A MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-27 |
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