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Jacob W Girouard

Rbc Capital Markets, LLC

Indianapolis, IN

Zionsville, IN

CRD 4348765

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-04-14
TX RA APPROVED 2023-04-14
  • IN RA
    APPROVED
    Since 2023-04-14
  • TX RA
    APPROVED
    Since 2023-04-14

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Zionsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Bank Of Lizton Lizton IN 09/2006 04/2023
Lpl Financial Llc Brownsburg IN 07/2009 04/2023
Rbc Capital Markets, Llc Indianapolis IN 04/2023 Present
City National Bank Indianapolis IN 05/2023 Present
  • 09/2006 → 04/2023
    State Bank Of Lizton
    Lizton, IN
  • 07/2009 → 04/2023
    Lpl Financial Llc
    Brownsburg, IN
  • 04/2023 → Present
    Rbc Capital Markets, Llc
    Indianapolis, IN
  • 05/2023 → Present
    City National Bank
    Indianapolis, IN
Previous Registrations
  • 2007-10-04 → 2023-04-21
    Lpl Financial Llc
    Fort Mill, SC
    Zionsville, IN
    Fort Mill, SC
    Zionsville, IN
    Zionsville, IN
  • 2006-09-19 → 2009-07-21
    Uvest Financial Services Group, Inc.
    Brownsburg, IN
    Zionsville, IN
  • 2004-12-13 → 2005-06-21
    Pnc Wealth Management Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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