Serge Suleimani

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2023-06-29

AK RA
APPROVED

Since 2023-06-29

Branch Locations

Fairbanks, AK • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Fairbanks	AK	02/2012	11/2016
Wells Fargo Clearing Services, Llc	Fairbanks	AK	11/2016	09/2022
Cetera Wealth Services, Llc	El Segundo	CA	09/2022	Present
Hot To Trot	Fairbanks	AK	06/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

02/2012 → 11/2016

Wells Fargo Advisors, Llc

Fairbanks, AK
11/2016 → 09/2022

Wells Fargo Clearing Services, Llc

Fairbanks, AK
09/2022 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Hot To Trot

Fairbanks, AK
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2012-02-13 → 2023-02-27

Wells Fargo Clearing Services, Llc

Anchorage, AK

Fairbanks, AK

Fairbanks, AK

Fairbanks, AK

Kotzebue, AK

North Pole, AK

Fairbanks, AK

Delta Junction, AK

Fairbanks, AK
2009-06-01 → 2012-02-09

Morgan Stanley

Anchorage, AK

Fairbanks, AK
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Fairbanks, AK
2001-09-17 → 2007-04-02

Morgan Stanley Dw Inc.

Fairbanks, AK

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2022; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: None; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL CONSULTANT; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 45; BRIEF DESCRIPTION OF DUTIES: CREATE FINANCIAL PLANS, MANAGE INVESTMENT ACCOUNTS, AND PROVIDE INSURANCE ADVICE; 3. NAME OF OTHER BUSINESS: HOT TO TROT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SALE OF FERMENTED SAUCES; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MAKE, BOTTLE, & SELL FERMENTED SAUCES;