Kenneth Michael Peavy

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2018-08-10

AL RA
APPROVED

Since 2018-08-10

Branch Locations

111 Company Street, Wetumpka, AL 36092 • United States

6825 Halcyon Park Drive, Montgomery, AL 36117 • United States

7500 Memorial Parkway Sw Suite 215-R, Huntsville, AL 35802 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

216 S. 8Th Street, Opelika, AL 36801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Montgomery	AL	06/2015	06/2018
Max Federal Credit Union	Montgomery	AL	06/2015	04/2025
Stonex Securities Inc	Montgomery	AL	08/2018	Present
Stonex Advisors Inc	Montgomery	AL	08/2018	Present

06/2015 → 06/2018

Lpl Financial Llc

Montgomery, AL
06/2015 → 04/2025

Max Federal Credit Union

Montgomery, AL
08/2018 → Present

Stonex Securities Inc

Montgomery, AL
08/2018 → Present

Stonex Advisors Inc

Montgomery, AL

Previous Registrations

2015-06-04 → 2018-07-06

Lpl Financial Llc

Montgomery, AL

Montgomery, AL

San Diego, CA

Montgomery, AL
2011-11-30 → 2015-06-10

Intl Advisory Consultants Inc.

Montgomery, AL

Other Businesses

1. Paramount Wealth Management, LLC - 6825 Halcyon Park Drive, Montgomery, AL 36117 Nature of Business: DBA Investment Related: Yes Business Position: President/CEO Business Duties: I own the firm. The firm solely trades through StoneX. No activity is done outside of StoneX Business Start Date: 05/01/2025 Approximately 180 hours spent on this OBA monthly, with 180 spent during market hours 2. The Cloverdale Playhouse - 960 Cloverdale Road, Montgomery, AL 36106 Nature of Business: Community Theater Investment Related: No Business Position: Board Member Business Duties: Board Member overseeing the direction of the community theater. No access to funds or check writing. Business Start Date: 12/17/2025 Approximately one hour spent on this OBA monthly; with zero during market hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-11-17
S63	Uniform Securities Agent State Law Examination	2001-06-01

S65 Uniform Investment Adviser Law Examination

2011-11-17
S63 Uniform Securities Agent State Law Examination

2001-06-01

View on SEC IAPD