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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-30 |
| CA | RA | APPROVED | 2018-09-06 |
Branch Locations
50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States
Santa Clara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Jose | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | Present |
CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, SAN BRUNO, CA, START: 4/15/2020, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING. RENTAL CONDO, INVT RELATED, SANTA CLARA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2020, 1 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-08 |
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