Luis Alfredo Martinez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-01

TX RA
APPROVED_RES

Since 2026-05-01

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	03/2010	05/2019
Wells Fargo Clearing Services, Llc.	New York	NY	02/2020	Present
Unemployed	West Nyack	NY	06/2019	02/2020

03/2010 → 05/2019

Ubs Financial Services Inc

New York, NY
02/2020 → Present

Wells Fargo Clearing Services, Llc.

New York, NY
06/2019 → 02/2020

Unemployed

West Nyack, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-05-22

S63 Uniform Securities Agent State Law Examination

2004-05-22

Other Names

Luis Alfredo Martinez
Luis Martinez

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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