Brandon Brooke

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 01/2026
  Mass Mutual
  Roseville, CA
• 11/2010 → 01/2026
  Mml Investors Services Inc
  Roseville, CA
• 01/2026 → Present
  Ameriprise Financial Services, Llc
  Roseville, CA

Previous Registrations

• 2010-12-13 → 2026-01-27
  Mml Investors Services, Llc
  Roseville, CA
  Lodi, CA
  Lodi, CA
• 2007-11-28 → 2010-10-26
  Eagle Strategies Llc
  Roseville, CA
• 2005-05-11 → 2005-11-03
  Secu Brokerage Services
  North Highlands, CA
• 2001-04-03 → 2005-05-03
  Waddell & Reed
  Sacramento, CA

Other Businesses

Real Estate Ownership; Single Family; 3340 Blue Grass Dr, , Auburn, CA, 95602; Not Investment-Related; 03/01/2026.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-27

Other Names

• Brandon Brooke
• Brandon Dale Robert Brooke