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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
TX RA APPROVED_RES 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26
  • TX RA
    APPROVED_RES
    Since 2026-01-26

Branch Locations

3340 Blue Grass Dr, Auburn, CA 95692 • United States

Auburn, CA • United States

915 Highland Pointe Dr Ste 250, Roseville, CA 95678-5421 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mass Mutual Roseville CA 10/2010 01/2026
Mml Investors Services Inc Roseville CA 11/2010 01/2026
Ameriprise Financial Services, Llc Roseville CA 01/2026 Present
  • 10/2010 → 01/2026
    Mass Mutual
    Roseville, CA
  • 11/2010 → 01/2026
    Mml Investors Services Inc
    Roseville, CA
  • 01/2026 → Present
    Roseville, CA
Previous Registrations
  • 2010-12-13 → 2026-01-27
    Roseville, CA
    Lodi, CA
    Lodi, CA
  • 2007-11-28 → 2010-10-26
    Roseville, CA
  • 2005-05-11 → 2005-11-03
    Secu Brokerage Services
    North Highlands, CA
  • 2001-04-03 → 2005-05-03
    Waddell & Reed
    Sacramento, CA
Other Businesses

Real Estate Ownership; Single Family; 3340 Blue Grass Dr, , Auburn, CA, 95602; Not Investment-Related; 03/01/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-27
  • S66 Uniform Combined State Law Examination
    2001-03-27
Other Names
  • Brandon Brooke
  • Brandon Dale Robert Brooke

View on SEC IAPD

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