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David Michael Hanford

Charles Schwab & Co., Inc.

Huntington Station, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

50 West Jericho Turnpike, Huntington Station, NY 11746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2013 04/2019
Bank Of America, N.A. New York NY 04/2013 04/2019
Td Ameritrade Garden City NY 04/2019 12/2022
Charles Schwab And Co., Inc. Huntington Station NY 12/2022 Present
Charles Schwab Bank Ssb Huntington Station NY 07/2024 Present
  • 02/2013 → 04/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 04/2013 → 04/2019
    Bank Of America, N.A.
    New York, NY
  • 04/2019 → 12/2022
    Td Ameritrade
    Garden City, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Huntington Station, NY
  • 07/2024 → Present
    Charles Schwab Bank Ssb
    Huntington Station, NY
Previous Registrations
  • 2019-04-11 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Garden City, NY
    Smithtown, NY
    Lake Grove, NY
  • 2019-04-11 → 2022-10-14
    Td Ameritrade, Inc.
    Garden City, NY
    Lake Grove, NY
  • 2013-05-01 → 2019-04-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-30
S63 Uniform Securities Agent State Law Examination 2003-10-24
  • S65 Uniform Investment Adviser Law Examination
    2013-04-30
  • S63 Uniform Securities Agent State Law Examination
    2003-10-24
Other Names
  • David M Hanford

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · HUNTINGTON STATION, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON STATION, NY
EAGLE STRATEGIES LLC · HUNTINGTON STATION, NY
LPL FINANCIAL LLC · SOUTH HUNTINGTON, NY
SNYDER WEALTH GROUP · Huntington Station, NY
LPL FINANCIAL LLC · Huntington Station, NY
LPL FINANCIAL LLC · MELVILLE, NY
CETERA INVESTMENT ADVISERS LLC · Huntington Station, NY

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