Best Investors Account Sign in
Inactive

Kristopher Ryan Smith

O'SHaughnessy Asset Management, LLC

Stamford, CT

Claim This Profile
Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-07-14
  • CT RA
    APPROVED
    Since 2022-07-14

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'SHaughnessy Asset Management, Llc Stamford CT 06/2022 Present
Franklin Templeton Charlotte NC 08/2020 Present
Legg Mason Charlotte NC 01/2015 08/2020
Franklin Managed Options Strategies Llc Westport CT 03/2023 Present
  • 06/2022 → Present
    O'SHaughnessy Asset Management, Llc
    Stamford, CT
  • 08/2020 → Present
    Franklin Templeton
    Charlotte, NC
  • 01/2015 → 08/2020
    Legg Mason
    Charlotte, NC
  • 03/2023 → Present
    Franklin Managed Options Strategies Llc
    Westport, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03
Designations

View on SEC IAPD

Other Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.
DWM ASSET MANAGEMENT, LLC
CONCENTRIC CAPITAL STRATEGIES L.P.
INTEGRA GLOBAL ADVISORS LLC
MEASURE 8 VENTURE PARTNERS
HUDSON BAY CAPITAL MANAGEMENT LP

Other Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY
PATRICK J MCSTAY
LENNY CASTAGNA
SCOTT MICHAEL BARTONE
Anthony Vollmer
Kristen Sue Clark

Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT
HUDSON BAY CAPITAL MANAGEMENT LP · STAMFORD, CT

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor