Adam Wade Allen

Current Employers

Employment History

• 06/2009 → Present
  Raymond James Financial Services, Inc.
  Greenwood, IN
• 06/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Greenwood, IN
• 05/2017 → 04/2018
  Mainsource Bank
  Greenwood, IN
• 04/2018 → Present
  First Financial Bank
  Greenwood, IN
• 06/2019 → Present
  Yellow Cardinal Brokerage Services
  Greenwood, IN

Previous Registrations

• 2008-01-01 → 2009-06-22
  Wells Fargo Clearing Services, Llc
  Greenwood, IN
• 2001-05-02 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Greenwood, IN
  Greenwood, IN
  St. Louis, MO

Other Businesses

(1)Name of Business: First Financial Bank Address: 1263 N State Road 135, Greenwood, IN, 46142, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 04/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Yellow Cardinal Brokerage Services Address: 1263 N State Road 135, Greenwood, IN, 46142, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/14/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor for Raymond James employed by First Financial Bank

Exams

• S66 Uniform Combined State Law Examination
  2001-04-16