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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-03
TX RA APPROVED 2015-07-31
  • FL RA
    APPROVED
    Since 2015-08-03
  • TX RA
    APPROVED
    Since 2015-07-31

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Leander, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 07/2015 Present
Bank Of America, N.A. Boca Raton FL 09/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-25
  • S66 Uniform Combined State Law Examination
    2004-10-25
Other Names
  • Mylene Otto

View on SEC IAPD

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