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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| NC | RA | APPROVED | 2024-09-23 |
Branch Locations
2821 Durham Chapel Hill Blvd, Durham, NC 27707 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
2000 W Main St, Durham, NC 27705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hamilton Financial Services | Durham | NC | 09/2012 | 05/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2022 | 09/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2022 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-28 |
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