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Duane Rudolph Roberts

Dana Investment Advisors Inc

Irving, TX

CRD 4346543

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Employer firm

Dana Investment Advisors Inc CRD 105879

$6.08B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Dana Investment Advisors Inc

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-11-10
  • TX RA
    APPROVED
    Since 2009-11-10

Branch Locations

Irving, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dana Investment Advisors, Inc. Brookfield WI 02/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-09
  • S65 Uniform Investment Adviser Law Examination
    2000-03-09
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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