Ty Stetson Martinelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Lpl Financial Llc
  Springfield, MA
• 02/2017 → 07/2021
  Mariner Financial Group, Llc
  Glastonbury, CT

Previous Registrations

• 2017-03-06 → 2023-03-31
  Mariner Financial Group, Llc
  Glastonbury, CT
• 2010-03-24 → 2011-06-30
  The Westerman Group, Llc
  Manchester, CT
  Sagamore Hills, OH

Other Businesses

1. 6/30/2011 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 10% TIME SPENT - INDEPENDENT INSURANCE AGENT SELLING LIFE INSURANCE. 2. 3/2/2021 - FR Investments Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 11/23/2021 - FR Investment Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/27/2021 - 5 Hours Per Month/1 Hour During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-04-18

Designations

• Certified Financial Planner