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Mark Joseph Hagen

Tiaa-Cref Individual & Institutional Services, LLC

Coralville, IA

North Liberty, IA

CRD 4346439

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-03-06
  • IA RA
    APPROVED
    Since 2008-03-06

Branch Locations

941 E Second Ave Suite 201, Coralville, IA 52241 • United States

North Liberty, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Coralville IA 01/2007 Present
Tiaa-Cref Individual & Institutional Services, Llc Coralville IA 01/2007 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2004-06-04

View on SEC IAPD

Nearby Firms

WEALTH ADVISORS GROUP, LLC
LPL FINANCIAL LLC
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Nearby Investors

MICHAEL J CONLON
JASON ALAN DUMONT
RYAN CHRISTOPHER PANZER

Nearby Offices

WEALTH ADVISORS GROUP, LLC · CORALVILLE, IA
LPL FINANCIAL LLC · CORALVILLE, IA
CREATIVE PLANNING · Coralville, IA

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