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Shahan Avakian

Ubs Financial Services Inc.

Walnut Creek, CA

CRD 3272082

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-18
TX RA APPROVED_RES 2025-04-17
  • CA RA
    APPROVED
    Since 2025-04-18
  • TX RA
    APPROVED_RES
    Since 2025-04-17

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2025
Ubs Financial Services Inc Walnut Creek CA 04/2025 Present
  • 01/2015 → 04/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2025 → Present
    Ubs Financial Services Inc
    Walnut Creek, CA
Previous Registrations
  • 2009-06-01 → 2025-05-01
    Morgan Stanley
    Concord, CA
    Walnut Creek, CA
    Walnut Creek, CA
    Walnut Creek, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Concord, CA
  • 2000-05-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Concord, CA
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-27
  • S66 Uniform Combined State Law Examination
    1999-10-27
Other Names
  • Shahan Avakian

View on SEC IAPD

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Nearby Investors

CHRISTOPHER STEPHEN HUGHES
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Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

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