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Inactive

Simone Elizabeth Cunningham

Mp Financial Services, LLC

Springfield, MA

CRD 4346223

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Employer firm

Mp Financial Services, LLC CRD 149926

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Mp Financial Services, Llc

One Monarch Place Suite 900, Springfield, MA 01144 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2009-05-27
  • MA RA
    APPROVED
    Since 2009-05-27

Branch Locations

One Monarch Place Suite 900, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moriarty & Primack, Pc Springfield MA 12/2008 Present
Mp Financial Services, Llc Springfield MA 01/2009 Present
Previous Registrations
  • 2004-10-20 → 2008-12-17
    Banc Of America Investment Services, Inc.
    Springfield, MA
    Springfield, MA
    Springfield, MA
    Springfield, MA
    Springfield, MA
  • 2004-10-13 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-12
S63 Uniform Securities Agent State Law Examination 2001-05-14
  • S66 Uniform Combined State Law Examination
    2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    2001-05-14
Designations
  • Certified Financial Planner
Other Names
  • Simone E Cunningham

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
LPL FINANCIAL LLC

Nearby Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA

More in Springfield, MA

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